Criteria for equitable allocations: The heart of international water conflict

Annex 1: International treaties which delineate water allocations

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BOUNDARY WATERS AGREEMENTS

       

Main/Sub-Basin(s)

Parties/Date of Treaty

Title of Treaty

Method for Water Allocations1

Comments1

Boundary waters between Canada and USA Great Britain (for Canada), USA 1/11/1910 Treaty between Great Britain and the United States relating to boundary waters and boundary questions Existing uses protected; equal shares of benefits (not necessarily of water). Order of precedence for uses: domestic and sanitary; navigation; power and irrigation. Niagara: No diversion above Falls; 20,000 cfs to USA and 36,000 cfs to Canada for hydropower. St. Mary and Milk: Both rivers treated as single unit, with overall equal apportionment to each party; Canada retains prior rights to minimum 500 cfs on St. Mary during irrigation season, USA does likewise on Milk.
Boundary waters between Mexico and USA/Colorado, Tijuana, Rio Grande (Rio Bravo) Mexico, USA 5/21/1906 2/3/1944 Utilization of waters of Colorado and Tijuana Rivers and of the Rio Grande (Rio Bravo) Full rights to some tributaries, partial rights (by thirds) to others, half rights to main stem of boundary rivers. Minimum flows guaranteed to cross-boundary streams. Uses prioritized by: domestic, agriculture, electric power, other industry, navigation, fishing, other beneficial uses. Rio Grande: 1906 treaty assures Mexico 60,000 acre-feet/yr, mostly in summer, according to set schedule. 1944 treaty allocates full rights to some tributaries, partial rights (by thirds) to others, half rights to main stem. Any shortages due to drought can be made up in following cycle. Colorado: Mexico guaranteed minimum flow of 1,500,000 acre-feet/yr. Tijuana: Commission agrees to study "equitable distribution." Allocations "are not to be construed as a recognition of any claims to said waters."
Colorado Mexico, USA 8/24/1966 Exchange of notes constituting an agreement concerning the loan of waters of the Colorado River for irrigation of lands in the Mexicali Valley USA "loans" water for irrigation to Mexico during one dry year in exchange for value of lost power generation. USA provides 40,535 acre-feet above 1944 Treaty allocations during September and December 1966 (after an especially dry year), but retains an equal amount the following year (or over three years if low flow). Mexico pays market value for lost power generation at Hoover and Glen Canyon dams. Treaty explicitly mentions that no precedent is being set.
Colorado Mexico, USA 9/30/1973 Mexico-US Agreement on the permanent and definitive solution to the salinity of the Colorado River (Minute #242) Reaffirms 1944 agreement for 1,500,000 acre-feet/yr to flow to Mexico, but describes salinity and quality of flow. Also restricts some groundwater pumping of shared aquifers.  
Boundary waters between Austria and Bavaria/Blaserbach, Dollmannbach, Durrach, Kesselbach (Danube) Austria, Bavaria 10/16/1950 Agreement between the Austrian Federal Government and the Bavarian State Government concerning the diversion of water in the Rissbach, Durrach and Walchen Districts Five tributaries to Isar divided: one allowed to flow freely to Bavaria, two can be freely developed by Austria, and two can be developed by Austria, provided minimum flows to Bavaria between August and March. Austria is upstream on all these tributaries to Isar, but becomes a downstream riparian when Isar flows to Danube and back into Austria. Upstream/ downstream relationships seem not so valid -- each tributary divided uniquely, but all follow basin plan. Allocations can be modified if dams are built. "Notwithstanding this agreement," each maintains its "respective position regarding the legal principles of international waters."
Boundary waters between Austria and Czechoslovakia/Danube Austria, Czechoslovakia 12/7/67 Treaty between the Republic of Austria and the Czechoslovak Socialist Republic concerning the regulation of water management questions relating to frontier waters "Existing water rights in respect of frontier waters and the obligations connected therewith shall remain unaffected;" all others to be worked out within States or through Commission.  
Boundary waters between Austria and Hungary Austria, Hungary 4/9/1956 Treaty between the Hungarian People's Republic and the Republic of Austria concerning the regulation of water economy questions in the frontier region Rights to use of 1/2 of natural (not enhanced by artificial means) flow to each party from rivers which flow along the boundary, "without prejudice to acquired rights;" upstream state of watercourses which intersect boundary may not decrease flow by more than 1/3; no development without joint approval.  
Boundary waters between Czechoslovakia and Hungary/Danube, Tisza Czechoslovakia, Hungary 4/16/1954 Agreement between the Czechoslovak Republic and the Hungarian People's Republic concerning the settlement of technical and economic questions relating to frontier watercourses Each State has rights to half the natural (excluding artificially increased) discharge, "without prejudice to acquired rights," of frontier watercourses; no development which might affect discharge or the bed.  
Boundary waters between Iran and Iraq/Tigris Iran, Iraq 12/26/1975 Agreement between Iran and Iraq concerning the use of frontier watercourses Equal parts. Flows of the Bnava Suta, Qurahtu, and Gangir rivers are divided equally. Flows of the Alvend, Kanjan Cham, Tib, and Duverij are divided based on a 1914 commission report on the Ottoman/Iranian border "and in accordance with custom."
Euphrates (?) Iraq, Kuwait 2/11/1964 Agreement between Iraq and Kuwait concerning the supply of Kuwait with fresh water Iraq agrees to supply Kuwait with 120 million imperial gallons per day without compensation, and to discuss additional needs if necessary. Water source is unspecified in the agreement.
Ganges Bangladesh, India 11/5/1977 12/12/1996 Treaty between the Government of the Republic of India and the Government of the People's Republic of Bangladesh on sharing of the Ganga/Ganges waters at Farakka Schedule is established for dry months -- January 1 - May 31 which allocates the flow at Farakka: flow of 70,000 cusecs or less - 50% to India, 50% to Bangladesh; 70,000-75,000 cusecs - 35,000 cusecs to Bangladesh, rest to India; 75,000 cusecs or more - 40,000 cusecs to India, rest to Bangladesh. 1977 agreement was only to last for five years. Short-term agreements reached in 1982 and 1985; the latter lapsed in 1988. A final agreement was reached December 1996.
Gash Italy (Eritrea) and United Kingdom (Sudan) 6/12/1925 4/8/1951 Notes exchanged between the United Kingdom and Italy respecting the regulation of the utilisation of the waters of the River Gash; and 1951 amending letters Eritrea can divert all water from a flow up to 5 m3/sec, about half the flow above 5 m3/sec, and a maximum of 17 m3/sec, or a total of 65 MCM/yr. The rest flows to Sudan. Sudan paid Eritrea a share of what was received for cultivation in the Gash Delta -- 20% of any sales over £50,000 (payments discontinued with British control of Eritrea). One of few agreements which explicitly favors upstream riparian.
Ili/Horgos China, Russia 6/12/1915 Protocol between China and Russia for the delimitation of the frontier along the River Horgos Upper reaches: Prior rights for Chinese outpost; lower reaches: prior rights for existing canals, rest to be shared equally. China "binds itself" to withdraw only the water necessary for one outpost in upper reaches (within Chinese territory), otherwise, water will go to existing canals with remainder to be shared equally.
Pasvik (Patsjoki)/ Pasvik (Patsjoki), Jakobselv (Vuoremajoki) Finland, Norway 2/14/1925 Convention between the kingdom of Norway and the republic of Finland concerning the waters of the Pasvik (Patsjoki) and the Jakobselv (Vuoremajoki) Equal shares of shared boundary waters, absolute sovereignty over tributaries where both banks are within single territory. Jakobselv (Vuoremajoki) and parts of Pasvik (Patsjoki) form boundary -- the waters from these are divided equally. Absolute rights for tributaries of the Pasvik (Patsjoki) which have both banks in one state are retained by that state.
Rhine/Lake Constance Austria, Germany, Switzerland 4/30/1966 Agreement regulating the withdrawal of water from Lake Constance Requires notification and agreement for withdrawals over 750 l/sec within the catchment area, or 1,500 l/sec outside. Must notify of withdrawals and "afford one another good time to express their views," and to submit to arbitration if disagreement. "Withdrawals...shall not be deemed to justify any claim to the provision of water in a specific volume or of a specific quality."
Roya Italy, France 10/14/1972 Franco-Italian convention concerning the supply of water to the Commune of Menton Italy allows 400 l/sec withdrawal from alluvial aquifer for French town; Italian town can tap into delivery pipeline for 100 l/sec. Italian government grants 70-year concession to Menton to be governed by Italian law on water-related issues. Menton deposits 10 million lires for security against concession.
West Bank and Gaza Aquifers Israel, Palestine 9/28/1995 Israeli-Palestinian Interim Agreement Population and consumption patterns -- Israel recognizes Palestinian water rights, and agrees to provide 28.6 MCM/yr additional water towards future Palestinian needs of 70-80 MCM/yr. Final allocations and rights to be determined in final status negotiations. Interim accord marks first time prior rights relinquished in an agreement, first joint management of aquifer systems, and first treaty which allows for future market mechanism, provided water is not subsidized.
Zarumilla Ecuador, Peru 5/22/1944 Declaration and exchange of notes concerning the termination of the process of demarcation of the Peruvian-Ecuadorian frontier Prior rights for Ecuadorian villages. "Peru undertakes...to guarantee the supply of water necessary for the life of the Ecuadorian villages on the right bank of the so-called old bed of the river Zarumilla..." in conjunction with boundary delineation.

RIVER DEVELOPMENT AGREEMENTS

       

Main/Sub-Basin(s)

Parties/Date of Treaty

Title of Treaty

Method for Water Allocations1

Comments1

Araks, Atrak Iran, USSR 8/11/1957 Agreement between Iran and the Soviet Union for the joint utilisation of the frontier parts of the rivers Aras and Atrak for irrigation and power ... 50% of all potential water and power resources on the shared portions of the two rivers. Provides for "separate and independent division and transmission of water and power in each party's territory," along with joint data-gathering. Also, each party has rights to potential even "...if the activities of one of the parties...are slower than those of the other."
Boundary waters between Canada and USA/Columbia, Kootenai Canada, USA 9/16/1964 Treaty relating to cooperative development of the water resources of the Columbia River Basin (with annexes) Equal share of benefits -- cooperative management for flood control and hydropower. Water may not be diverted out-of-basin (except for some specified in treaty), but power may (for compensation). Equal share of benefits from power generation. USA pays Canada for benefits of flood control (payment can be in cash or in electric power) and, in 1964 Exchange of Notes, agrees to pay US$254,000,000 for entitlement. Canada granted diversions from Kootenai to Columbia and from Columbia to Kootenai, provided minimum flows are maintained.
Cunene Portugal (Angola), South Africa (Southwest Africa) 7/2/1926 Agreement between the Government of the Union of South Africa and the Government of the Republic of Portugal regulating the use of the water of the Cunene River Up to half of flood water may be diverted to Southwest Africa from above dam. Dam to be constructed in Portuguese territory with shared cost. No charge for diversion if for subsistence, but payment would be made to Portuguese government if water used for "purposes of gain."
Cunene Portugal (Angola), South Africa (Southwest Africa) 1/21/1969 Agreement between the Government of South Africa and the Government of Portugal in regard to the first phase of development of the water resources of the Cunene River Basin Diversion solely for water for human and animal requirements in South West Africa and initial irrigation in Ovamboland, limited to 1/2 of flow or 6 m3/s. "Humanitarian" part of larger project for hydropower. South Africa pays for water diversion and compensation to Portugal for land flooded as a result of dam (also royalties for hydropower generated).
Douro Portugal, Spain 8/11/1927 Convention between Spain and Portugal to regulate the hydro-electric development of the international section of the River Douro Roughly equal sections of the international stretch of the Douro are allocated to each for development. No diversions permitted, except "for reasons of public health," and only with joint agreement. Separate, but equal and coordinated development.
Ganges/Bagmati, Gandak India, Nepal 12/4/1959 Agreement between his majesty's government of Nepal and the government of India on the Gandak irrigation and power project Diversion for project -- irrigation and power generation -- are laid out in a monthly schedule of water requirements, with about 60% to Nepal (5,760-16,060 cusecs) and 40% to India (3,690-14,600 cusecs). Nepal retains rights to irrigate with any water above these project requirements. Broad "basket" of benefits to each side: land acquisition, power generation, capital resources (primarily from India), irrigation water, and transportation facilities.
Ganges/Kosi India, Nepal 12/19/1966 Amended agreement between his Majesty's Government of Nepal and the Government of India concerning the Kosi project Nepal retains right to divert upstream water, "as may be required from time to time." India has right to regulate balance. Broad "basket" of benefits, including irrigation/ hydropower project, navigation, fishing, and aforestation (India plants trees in Nepal to contain sedimentation).
Indus India, Pakistan 5/4/1948 Inter-dominion agreement between the Government of India and the Government of Pakistan, on the canal water dispute between East and West Punjab Rights are not determined, but India agrees, "without prejudice to its legal rights," to reduce flows of tributaries at a rate which would allow Pakistan to develop alternative sources. India was to reduce flow from upper Indus basin rivers progressively, to allow Pakistan to "develop areas where water is scarce and which were under-developed in relation to Parts of West Punjab." Pakistan agreed to pay for some water sources.
Indus India, Pakistan, World Bank 9/19/1960 The Indus waters treaty River divided geographically: three eastern tributaries to India, three western tributaries to Pakistan. Considerations were made for some withdrawals in other state's tributaries, in order of priority: domestic, non-consumptive, agriculture, hydro-power. Agreement was phased in and India paid for some Pakistani works deemed "replacement."
Jordan/Yarmuk Jordan, Syria 6/4/1953 Agreement between the Republic of Syria and the Hashemite Kingdom of Jordan concerning the utilization of the Yarmuk waters Dam would be built to guarantee 10 m3/sec. minimum flow to Jordan, about 7/8 of natural flow of river. Syria relinquishes rights to tributaries between dam and 250m contour, receives 75% of hydropower. Jordan was to cover 95% of costs, and provide 80% of workforce; Syria the remainder. Dam was never built, although plans were said to have been revived in August 1996.
Jordan Israel, Jordan, Lebanon, Syria Finalized 1/1/1956, never ratified Johnston Accord Allocations of Jordan based on survey of irrigable land within basin: Israel -- 31%; Jordan -- 56%; Lebanon -- 3%; Syria -- 10%. Allocations were based on irrigable land within basin; then each could do what it wished with water. Each tributary had one state without designated flow, to accommodate fluctuating supply. Accord was never ratified for political reasons.
Jordan/Yarmuk, shared aquifers Israel, Jordan 10/26/1994 Treaty of peace between the State of Israel and the Hashemite Kingdom of Jordan Allocations of Yarmuk and Jordan based on Johnston accord; agreed in conjunction with joint development projects. Water from shared aquifers allocated on basis of prior use. "Rightful allocations" divide waters on the basis of historic rights plus future projects. Creative management: land and water historically used by Israel leased from Jordan; in absence of storage facility, Yarmuk water "loaned" to Israel in summer, returned to Jordan from Jordan River during winter.
Mekong/Lower Mekong Cambodia, Laos, Thailand, Vietnam 1/31/1975 Joint declaration of principles for utilization of the waters of the lower Mekong basin Allocations are based, verbatim, on eleven parameters of 1966 Helsinki Rules definition of "reasonable and equitable shares" plus addition of benefit-cost ratio of each project. "Equality of right" does not mean equal shares of water, but equal right to use water on basis of economic and social needs. Domestic and urban uses should have a preference; existing uses are protected. All parties must agree to any out-of-basin transfers. Groundwater with hydrologic connection to main stream is covered by agreement. Agreement based on 1957 establishment of Mekong Committee -- renewed in 1995.
Nile/Atbara Nile/Semliki, Isango Great Britain, Italy -- 1891, 1925 Great Britain, Ethiopia -- 1902 Great Britain, Congo -- 1906 Series of protocols, agreements, and exchanges of notes "Prior hydraulic rights" -- Great Britain made agreements with upstream riparians to allow Nile tributaries to flow uninterrupted to Sudan and Egypt. Water for "subsistence" of local populations may be used, and existing uses are protected. Agreements required any upstream development be "in consultation" with Great Britain. 1925 exchange of notes offers British support for Italian concession for railway in Eritrea, Ethiopia, and Somaliland, and recognition of "exclusive character of Italian economic influence" in area to be covered by railway, in exchange for Great Britain gaining concession to build barrage at Lake Tana and, recognizing the "prior hydraulic rights of Egypt and the Sudan," an agreement by Italy not to modify the flow.
Nile Egypt, United Kingdom 5/7/1929 Exchange of notes between his majesty's Government in the United Kingdom and the Egyptian Government in regard to the use of the waters of the River Nile for irrigation purposes (Nile Waters Agreement) Prior rights -- restricts amount Sudan may use in order to guarantee to Egypt the water needed for existing agriculture. Entirely protects existing, downstream uses -- no irrigation or power works are to be built on the river which would reduce the quantity of water arriving in Egypt, modify the date of its arrival, or lower its level.. If Egypt were to develop projects in Sudan to enhance flow, agreement would have to be reached beforehand with local authorities, although Egypt would retain direct control of such works.
Nile Egypt, Sudan 11/8/1959 Agreement between the Government of the United Arab Republic and the government of Sudan Prior rights ("present acquired rights") for natural flow, plus benefits of Aswan Dam divided, based on population, on a ratio of 14.5 to Egypt, 7.5 to Sudan. Water from future projects, and the costs borne, would be divide equally. If benefits of projects are greater than expected, they are to be divided equally. Egypt paid 15 million Egyptian pounds to Sudan for compensation for flooding and relocation from Aswan Dam; Sudan was to loan 1.5 BCM/yr to Egypt until 1977. Both states agreed to develop joint position before negotiating with any other riparian.
Orange/Senqu Lesotho, South Africa 11/7/1986 Treaty on the Lesotho Highlands water project between the Government of the kingdom of Lesotho and the Government of the republic of South Africa Lesotho agrees to provide increasing water delivery to South Africa, from 57 MCM/yr in 1995 until 2,208 MCM/yr after 2020. Lesotho receives hydropower and capital payment from project. A boycott of international aid for apartheid South Africa required that the project be financed, and managed, in sections. The water transfer component was entirely financed by South Africa, which would also make payments for the water which would be delivered. The hydropower and development components were undertaken by Lesotho, which received international aid from a variety of donor agencies, particularly the World Bank.

SINGLE PROJECT AGREEMENTS

       

Main/Sub-Basin(s)

Parties/Date of Treaty

Title of Treaty

Method for Water Allocations1

Comments1

Aden groundwater Great Britain, Sultan of Abdali (Aden) 4/11/1910 Terms of a convention regarding the water supply of Aden between Great Britain and the Sultan of the Abdali Great Britain buys groundwater from Sultan of the Abdali. Sultan gives Great Britain land in perpetuity and guarantees safety of headworks. Great Britain agrees to pay 3,000 rupees/month if works unmolested; otherwise 15 rupees/100,000 gallons. Early groundwater agreement.
Ebro/Lake Lanoux, Font-Vive, Carol France, Spain 7/12/1958 (revised 1/27/1970) Agreement between the Government of the French Republic and the Spanish Government relating to Lake Lanoux France diverts water out-of-basin, then tunnels same volume back before Carol reaches boundary; guarantees minimum 20 MCM flow timed for Spanish irrigation. French hydropower project which moves water out-of-basin, then returns through tunnel before boundary. Arbitration for this project led to an important international precedent when a Tribunal ruled in 1957 that "territorial sovereignty...must bend before all international obligations," effectively negating the water rights doctrine of "absolute sovereignty," while admonishing downstream state from the right to veto "reasonable" upstream development, negating the "natural flow" principle.
Indus/Sirhind Canal Great Britain, Patiala, Jind, Nabha 8/12/1903 Final working agreement relative to the Sirhind canal between Great Britain and Patiala, Jind and Nabha Available supply, and development costs, divided by percentage: Patiala -- 83.6; Nabha -- 8.8; Jind -- 7.6. British villages receive water sufficient to irrigate the same proportion of its lands as of other villages nearby. If the flow allocations cannot be met, the engineer may reduce flows proportionally, or may deliver full proportion to one, then shut off entirely while the others receive their full allotments.
Näätämo/Näätämo, Gandvik Finland, Norway 4/25/1951 Agreement between the Governments of Finland and Norway on the transfer from the course of the Näätämo (Neiden) River to the course of the Gandvik River ... Water diverted between basins for power generation in Norway, which agrees to compensate Finland for lost water power. Fish habitat and timber transport are also described.
Niagara Canada, USA 5/20/1941; 10/27/1941 Exchange of notes between the Government of the United States and the Government of Canada constituting an arrangement concerning temporary diversion for power purposes of additional waters of the Niagara river above the Falls 5,000 cfs additional diversion to the USA and 3,000 cfs to Canada agreed to for hydropower generation during war effort; raised an additional 7,500 cfs to USA and 6,000 cfs to Canada in addendum. Despite war effort, protecting the "scenic beauty of this great heritage of the two countries" is described as the primary obligation of the two countries.
Niagara Canada, USA 2/27/1950 Treaty between the United States of America and Canada relating to the uses of the waters of the Niagara River Equal amount of water for power generation, and equal share of cost, to each country. Minimum flow of river delineated Benefits of tourism versus hydropower: 100,000 cfs minimum during "show times" at Falls -- summer daylight hours; otherwise 50,000 cfs. "Primary obligation to preserve and enhance scenic beauty..."
1 All units are reported as in original documents. One gallon = 3.61 liters; one acre-foot = 1,233 cubic meters; one cfs (cusecs) = 0.0283 cubic meters/second (cumecs).

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